F0697 F697: Provide safe, appropriate pain management for a resident who requires such services.
G

Failure to Provide Effective Post‑Operative Pain Management for a Surgical Resident

Harmony DubuqueDubuque, Iowa Survey Completed on 03-12-2026

Summary

The deficiency involves the facility’s failure to provide effective pain management, including administration of ordered analgesics and related medications, for a post‑operative resident with severe spinal surgery pain. The resident had undergone complex lumbar fusion surgery with hardware placement and was admitted with orders from the neurosurgeon for a multimodal pain regimen including oxycodone (5 mg for moderate pain and 10 mg for severe pain every 4 hours PRN), methocarbamol, Tylenol, a Lidoderm patch, and later Lyrica. The MDS documented almost constant pain, worst pain at 8/10 over the prior five days, frequent impact on sleep, and occasional impact on daily function. The resident’s care plan directed staff to administer pain medications per physician orders, evaluate pain and efficacy, monitor aggravating factors, and notify the MD if pain relief was inadequate or if interventions were unsuccessful. Despite these orders and care plan directives, facility staff and the NP altered and restricted the resident’s pain regimen without coordinating with the neurosurgeon and did not consistently administer pain medications as ordered. The NP discontinued the oxycodone 10 mg order and substituted tramadol 50 mg every 6 hours PRN, then intermittently re‑ordered and discontinued oxycodone 10 mg, ultimately reducing the resident to oxycodone 5 mg every 4 hours PRN plus tramadol. The neurosurgeon’s office documented that the resident reported difficulty obtaining pain medications as ordered and that staff at the facility did not want to administer them; the neurosurgeon’s office instructed the facility to “give meds as ordered” and noted the resident’s severe, expected post‑surgical pain. The facility did not contact the neurosurgeon’s office about reducing the pain medication, even though that office was the physician of record for pain management. Nursing staff actions further contributed to inadequate pain control. One RN refused to give pain medication even a few minutes early, including before a scheduled neurosurgical follow‑up, resulting in the resident traveling and waiting for transport without analgesia despite reporting significant pain. A night‑shift LPN repeatedly delayed or withheld ordered narcotic analgesics, told the resident it was “too soon” or that he could not be in that much pain, and did not promptly notify a provider when the resident reported severe, unrelieved pain at 10/10 and had low blood pressure. On the night before the resident called 911, the LPN acknowledged the resident’s reports of severe pain, low BP readings, and his requests to go to the hospital, but only administered tramadol once at 3:15 a.m. and left at least one voicemail without a message before finally speaking with the on‑call provider after the resident had already called 911. The resident, family member, neurosurgeon’s office nurse, and another night‑shift RN and CNA all described frequent severe pain, difficulty obtaining ordered pain medications, and the resident being awake much of the night due to pain, culminating in the resident calling 911 for transfer to the hospital for pain management. The facility’s own pain management policy required staff to advocate for pain management, avoid labeling and judging residents, treat pain early, and report pain scores of 5 or greater twice in 7 days or any single episode of 10/10 to a medical practitioner for possible treatment adjustment and IDT review. The resident’s MAR showed frequent pain scores of 7–10/10 and around‑the‑clock use of PRN opioids, yet staff did not consistently escalate concerns or adjust treatment in collaboration with the neurosurgeon. The DON later acknowledged that the night‑shift LPN believed the resident was “drug‑seeking” and therefore did not feel obligated to contact the MD about increased pain, and that it was unacceptable not to notify the physician when pain increased or when analgesics were withheld due to low BP. The NP also stated that staff should report increased or unrelieved pain and notify the provider when medications are withheld for altered vital signs unless parameters are specified. These documented inactions and deviations from orders and policy resulted in the resident experiencing ongoing severe pain, sleep disturbance, and ultimately calling 911 to obtain hospital‑based pain control. The resident’s experience was corroborated by multiple interviews. The resident reported having a very difficult time getting pain medication as ordered, described severe post‑surgical pain that was only partially relieved by oxycodone 10 mg, and recounted that a night‑shift nurse ignored or minimized his requests, told him it was too soon for medication, and delayed contacting the physician when his pain remained at 10/10 for several hours. The resident’s family member stated staff were not good about giving pain medication as prescribed, that the resident had to constantly ask and wait, and that this worsened his pain and anxiety. A CNA described the resident being up most of the night due to pain and repeatedly asking to go to the hospital. Another night‑shift RN confirmed the resident’s frequent pain scores of 7–10/10, non‑verbal signs of pain, and need for oxycodone 10 mg about every 4 hours, and stated he did not believe the resident was drug‑seeking. EMS and ED records documented the resident’s 10/10 back pain on arrival, the need for multiple IV and oral medications including strong opioids and non‑opioid agents, and that the resident had called 911 from the facility for pain management. The facility’s Administrator was initially unsure whether the resident’s pain had been addressed by the IDT as required by policy and later stated that the IDT recommended assessment by their provider, without providing a date. The facility’s pain policy also required reporting of significant pain episodes and IDT review, but the record did not show timely, effective IDT intervention in response to the resident’s persistent high pain scores and repeated complaints. Overall, the documented actions and inactions by the NP and nursing staff, including altering the neurosurgeon’s pain regimen without consultation, rigid timing and withholding of ordered analgesics, failure to promptly notify providers of severe, unrelieved pain and low BP, and failure to follow the facility’s own pain management policy, led to the resident experiencing inadequately managed post‑operative pain, sleep disturbance, and the need to seek emergency care by calling 911.

Penalty

No penalty information released
tooltip icon
The penalty, as released by CMS, applies to the entire inspection this citation is part of, covering all citations and f-tags issued, not just this specific f-tag. For the complete original report, please refer to the 'Details' section.

Resources

Below are regulatory guidelines relevant to this citation:

See other F0697 citations
Failure to Follow Ordered Pharmacologic and Non-Pharmacologic Pain Management
D
F0697 F697: Provide safe, appropriate pain management for a resident who requires such services.
Short Summary

A resident with osteoarthritis, chronic neck and arm pain, and intervertebral disc degeneration did not consistently receive ordered pain management interventions. The care plan and physician orders called for daily application of a warm neck wrap with skin checks and scheduled tramadol doses, as well as PRN hydrocodone-acetaminophen every 8 hours. Documentation showed multiple missed neck wrap applications and several missed tramadol doses, and one instance where hydrocodone-acetaminophen was administered twice within 1.5 hours instead of at the ordered 8-hour interval. The resident reported significant pain and difficulty getting staff to administer pain medications as needed, while facility policy required adherence to the 10 Rights of medication administration, including right dose and right time/frequency.

No penalty information released
tooltip icon
The penalty, as released by CMS, applies to the entire inspection this citation is part of, covering all citations and f-tags issued, not just this specific f-tag. For the complete original report, please refer to the 'Details' section.
Failure to Provide Ordered Opioid Analgesia for Resident With Severe Traumatic Injuries
G
F0697 F697: Provide safe, appropriate pain management for a resident who requires such services.
Short Summary

A resident with extensive traumatic fractures, internal injuries, and a long history of chronic pain management was admitted on existing orders for ibuprofen PRN and Percocet for pain, with hospital discharge instructions indicating scheduled Percocet three times daily. During the first night after admission, staff administered only ibuprofen, documented as ineffective, and did not provide any Percocet because the hospital had not sent written narcotic prescriptions and the DON did not obtain a timely verbal order to access Percocet from the emergency kit. The resident repeatedly complained of severe, escalating pain, used the call light frequently, yelled out, and ultimately called 911, signed out AMA, and was transported to the ED, where she reported uncontrolled pain and opioid withdrawal symptoms and received Percocet.

No penalty information released
tooltip icon
The penalty, as released by CMS, applies to the entire inspection this citation is part of, covering all citations and f-tags issued, not just this specific f-tag. For the complete original report, please refer to the 'Details' section.
Failure to Provide Effective, Multimodal Pain Management
E
F0697 F697: Provide safe, appropriate pain management for a resident who requires such services.
Short Summary

A resident with chronic pain from degenerative disc disease and avascular necrosis experienced repeated episodes of uncontrolled pain, with scores up to 10/10, despite ongoing adjustments to analgesic medications. The care plan focused on pharmacologic interventions and monitoring but did not include any non-pharmacological pain management strategies, even as pain remained only partially controlled. Staff interviews revealed that some staff avoided the resident due to perceived rude behavior, the resident frequently refused care and appointments because of pain, and the resident requested increased narcotics and medical marijuana. The MDS coordinator stated that ineffective interventions should be revised, yet the care plan was not updated to add alternative or non-pharmacologic approaches, contrary to the facility’s own pain management policy requiring care consistent with professional standards and resident goals and preferences.

No penalty information released
tooltip icon
The penalty, as released by CMS, applies to the entire inspection this citation is part of, covering all citations and f-tags issued, not just this specific f-tag. For the complete original report, please refer to the 'Details' section.
Failure to Individualize and Provide Adequate Pain Management During Wound Care
D
F0697 F697: Provide safe, appropriate pain management for a resident who requires such services.
Short Summary

A resident with multiple pain-related conditions, including neuropathy, fracture, and chronic wounds, had care plans and PRN orders for various analgesics and non-pharmacological interventions, but the plan did not specify an acceptable pain level or clearly direct which analgesic to use before wound treatments. Records showed no comprehensive assessment or specific interventions for preventing pain during wound care, and on one morning only aspirin was given despite a documented pain level of 6, with no evidence that other ordered PRN pain medications or non-pharmacological measures were offered. During an observed buttock dressing change, the resident repeatedly yelled and verbalized pain while being turned and treated, and pain medication was not offered before the procedure began. Staff interviews confirmed the resident frequently screamed in pain with repositioning, that PRN medications were often given only if requested or directed, and that the LPN and DON later acknowledged that stronger pain medication and earlier intervention should have been used based on the facility’s pain scales and the resident’s reported pain levels.

No penalty information released
tooltip icon
The penalty, as released by CMS, applies to the entire inspection this citation is part of, covering all citations and f-tags issued, not just this specific f-tag. For the complete original report, please refer to the 'Details' section.
Delayed Pain Medication for Resident with Migraine
D
F0697 F697: Provide safe, appropriate pain management for a resident who requires such services.
Short Summary

A resident with migraines and chronic pain did not receive timely pain management after repeatedly reporting a migraine and appearing in visible distress. An NA notified an LPN, an RN said she could not access the med cart, and the resident continued waiting while the LPN was off the unit; the PRN migraine medication was not given until 40 minutes after the first complaint. The DON acknowledged the resident should not have waited that long for pain medication.

No penalty information released
tooltip icon
The penalty, as released by CMS, applies to the entire inspection this citation is part of, covering all citations and f-tags issued, not just this specific f-tag. For the complete original report, please refer to the 'Details' section.
Failure to Address Resident Pain and Requests for Help
J
F0697 F697: Provide safe, appropriate pain management for a resident who requires such services.
Short Summary

A resident with lupus and chronic pain repeatedly pressed her call light, cried out in pain, called 911 twice, and pulled the fire alarm while asking to go to the hospital. The record showed required pain checks were not documented on consecutive days, and staff interviews indicated the resident’s distress was treated as behavior rather than as pain needing prompt assessment and response.

Inspection fine: $9,301
tooltip icon
The penalty, as released by CMS, applies to the entire inspection this citation is part of, covering all citations and f-tags issued, not just this specific f-tag. For the complete original report, please refer to the 'Details' section.
Citation search

Search every citation & Plan of Correction

Go to search
Citation watch

Track new serious citations across Iowa

Get a heads-up on the newest immediate-jeopardy (J–L) citations in Iowa — where surveyors are focused right now.

Free · about one email a month

Trusted data from CMS and state health departments

Every citation, penalty and Plan of Correction is sourced from public CMS records (latest release August 26, 2026) and official state health department websites — never guesswork.

In your survey window? See what surveyors are citing.

The Survey-Prep Report maps your facility's risk from 12 months of CMS and state citation data — what's being cited around you and what to check first. $129 one-time.

Get the Survey-Prep Report
An unhandled error has occurred. Reload 🗙

Connection lost — reconnecting… We couldn't reconnect automatically. Please reload the page to continue.